As Capital Compliance Coordinator at The True Life Companies, Lana Liley possesses a strong track record in the day-to-day management of compliance operations, garnered over more than 10 years in wealth management and financial services. Her past experience includes monitoring compliance in a variety of matters from correspondence, to processing annuity and securities applications, tracking funds, exchanges or redemptions, and the preparation of marketing materials and speaking engagements. Lana has also conducted research for client portfolios, coordinated planning and preparation of educational events and seminars, maintained records and continuing education requirements for company and individual licensing, and initiated training for team members to meet SEC and FINRA requirements.
Before joining The True Life Companies, Lana held a number of varied positions with wealth management offices, including serving as Director of Operations for New Business & Client Services with Farrah Tax Advisory & Senior Planning Services, and five years as Office Services Manager with Black Knight Financial Services (DBA McDash Analytics). She also served as Office Manager with Prima Capital, as well as AXA Advisors.
Lana obtained her Bachelor of Arts degree from Colorado State University in Fort Collins, Colorado, which is her hometown. She is a member of the Denver West Chapter of the International Association of Women, and a Member of the Denver Book Club. For recreation, Lana enjoys spending time with her friends and family, experiencing the great outdoors, cooking with her boyfriend, and enjoying time with her nieces and nephews. She loves to travel, plays coed league sports in summer and winter, and attends all Colorado team sporting events. Lana is a supporter of the Denver Samaritan House, a local charity supporting Denver’s metro area homeless community.